Kentucky Code — 39005
Browse 66 sections in division 39005 of the Kentucky code. Each section page includes the full statutory text, official source links, and citation guidance.
Sections (showing up to 300)
- § 39005.8. 101 Short title.
- § 39005.8. 102 Definitions and index of definitions.
- § 39005.8. 103 Rules for determining whether certain obligations and interests are securities or financial assets.
- § 39005.8. 104 Acquisition of security or financial asset or interest therein.
- § 39005.8. 105 Notice of adverse claim.
- § 39005.8. 106 Control.
- § 39005.8. 107 Whether indorsement, instruction, or entitlement order is effective.
- § 39005.8. 108 Warranties in direct holding.
- § 39005.8. 109 Warranties in indirect holding.
- § 39005.8. 110 Applicability -- Choice of law.
- § 39005.8. 111 Clearing corporation rules.
- § 39005.8. 112 Creditor's legal process.
- § 39005.8. 113 Statute of frauds inapplicable.
- § 39005.8. 114 Evidentiary rules concerning certificated securities.
- § 39005.8. 115 Securities intermediary and others not liable to adverse claimant.
- § 39005.8. 116 Securities intermediary as purchaser for value.
- § 39005.8. 201 "Issuer."
- § 39005.8. 202 Issuer's responsibility and defenses -- Notice of defect of defense.
- § 39005.8. 203 Staleness as notice of defect or defense.
- § 39005.8. 204 Effect of issuer's restrictions on transfer.
- § 39005.8. 205 Effect of unauthorized signature on security certificate.
- § 39005.8. 206 Completion or alteration of security certificate.
- § 39005.8. 207 Rights and duties of issuer with respect to registered owners.
- § 39005.8. 208 Effect of signature of authenticating trustee, registrar, or transfer agent.
- § 39005.8. 209 Issuer's lien.
- § 39005.8. 210 Overissue.
- § 39005.8. 301 Delivery.
- § 39005.8. 302 Rights of purchaser.
- § 39005.8. 303 Protected purchaser.
- § 39005.8. 304 Indorsement.
- § 39005.8. 305 Instruction.
- § 39005.8. 306 Effect of guaranteeing signature, indorsement, or instruction.
- § 39005.8. 307 Purchaser's right to requisites for registration of transfer.
- § 39005.8. 308 Repealed, 1997.
- § 39005.8. 309 Repealed, 1997.
- § 39005.8. 310 Repealed, 1997.
- § 39005.8. 311 Repealed, 1997.
- § 39005.8. 312 Repealed, 1997.
- § 39005.8. 313 Repealed, 1997.
- § 39005.8. 314 Repealed, 1997.
- § 39005.8. 315 Repealed, 1997.
- § 39005.8. 316 Repealed, 1997.
- § 39005.8. 317 Repealed, 1997.
- § 39005.8. 318 Repealed, 1997.
- § 39005.8. 319 Repealed, 1997.
- § 39005.8. 320 Repealed, 1997.
- § 39005.8. 321 Repealed, 1997.
- § 39005.8. 401 Duty of issuer to register transfer.
- § 39005.8. 402 Assurance that indorsement or instruction is effective.
- § 39005.8. 403 Demand that issuer not register transfer.
- § 39005.8. 404 Wrongful registration.
- § 39005.8. 405 Replacement of lost, destroyed, or wrongfully taken security certificate.
- § 39005.8. 406 Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
- § 39005.8. 407 Authenticating trustee, transfer agent, and registrar.
- § 39005.8. 408 Repealed, 1997.
- § 39005.8. 501 Securities account -- Acquisition of security entitlement from securities intermediary.
- § 39005.8. 502 Assertion of adverse claim against entitlement holder.
- § 39005.8. 503 Property interest of entitlement holder in financial asset held by securities intermediary.
- § 39005.8. 504 Duties of securities intermediary to maintain financial asset.
- § 39005.8. 505 Duty of securities intermediary with respect to payments and distributions.
- § 39005.8. 506 Duty of securities intermediary to exercise rights as directed by entitlement holder.
- § 39005.8. 507 Duty of securities intermediary to comply with entitlement order.
- § 39005.8. 508 Duty of securities intermediary to change entitlement holder's position to other form of security holding.
- § 39005.8. 509 Specification of duties of securities intermediary by other statute or regulation -- Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
- § 39005.8. 510 Rights of purchaser of security entitlement from entitlement holder.
- § 39005.8. 511 Priority among security interests and entitlement holders.