Ohio Code § 5711.341

§ 5711.341.

Each trust or other unincorporated issuer of a money market investment sold to residents

of this state in the preceding calendar year shall file a list of all its investors

in the same manner as required by section 5711.34 of the Revised Code . No issuer of a money market investment, whether incorporated or unincorporated, that

fails to comply with the requirements of this section or section 5711.34 of the Revised Code may be authorized to register, or continue the registration of, any security for

sale in this state, from the time that the tax commissioner certifies to the division

of securities that such issuer is not in compliance with either of such sections. As used in this section, “ money market investment ” means any investment sold under that name or a variant thereof, and any pool of

interest-bearing securities in which rights of participation in the distribution of

such interest on a pro rata basis are sold by whatever name is used with a promise

that they will be repurchased or their principal value otherwise redeemed, with or

without the deduction of a fee, by the seller or a contractually specified person,

without the requirement of a waiting period other than a reasonable time for the transfer

of such funds.