Oregon Code — 59
Browse 79 sections in division 59 of the Oregon code. Each section page includes the full statutory text, official source links, and citation guidance.
Sections (showing up to 300)
- § 59.005. Short title
- § 59.015. Definitions for Oregon Securities Law
- § 59.025. Securities exempt from registration
- § 59.035. Transactions exempt from registration
- § 59.045. Authority of director to deny, withdraw or condition exemptions
- § 59.049. Federal covered securities exempt from registration; notice filings; fees; rules
- § 59.051. Statutory references to federal law
- § 59.055. Conditions of offer and sale of securities
- § 59.065. Registration procedures; application; fees; rules
- § 59.070. Amended registration application; when required; fees
- § 59.075. Registration by director; expiration; renewal; fee; rules
- § 59.085. Conditions imposed on registration
- § 59.095. Approval of plan to issue securities in exchange for other securities, claims or property
- § 59.105. Denial, suspension or revocation of registration
- § 59.115. Liability in connection with sale or successful solicitation of sale of securities; recovery by purchaser; limitations on proceeding; attorney fees
- § 59.125. Effect of notice of offer to repay purchaser; exceptions; registration of transaction
- § 59.127. Liability in connection with purchase or successful solicitation of purchase of securities; recovery by seller; limitations on proceeding; attorney fees
- § 59.131. Effect of notice of intent to return unlawfully purchased security; contents of notice; registration of transaction
- § 59.135. Fraud and deceit with respect to securities or securities business
- § 59.137. Liability in connection with violation of ORS 59.135; damages; defense; attorney fees; limitations on proceeding
- § 59.145. Effect of notice filing, registration or license
- § 59.155. Director is agent for service of process; manner of service; exceptions
- § 59.165. Licensing of broker-dealers, investment advisers and salespersons required; rules
- § 59.175. Procedures for notice filing and licensing; rules; examination; bond, letter of credit or other security; insurance; filing trade name or assumed business name; fees
- § 59.185. Expiration of license; rules for renewal; change in personnel
- § 59.195. Licensees to keep records; inspection; filing of financial reports
- § 59.205. Grounds for denying, suspending, revoking or imposing condition or restriction on license
- § 59.215. Action against applicant or licensee for act or omission of associate; exceptions
- § 59.225. Cancellation of license or application; application for withdrawal; effect of suspension or revocation
- § 59.235. General supervision over persons dealing in securities
- § 59.245. Investigations; publicity with respect to violations; confidentiality of materials; exceptions; cease and desist order
- § 59.255. Enjoining violations; fine; appointment of receiver; attorney fees; damages to private parties
- § 59.265. Procedure when assets or capital of broker-dealer or investment adviser found impaired; involuntary liquidation
- § 59.275. Burden of proof
- § 59.285. Rules; financial statements
- § 59.295. Notice of orders; hearings on orders
- § 59.305. Judicial review of orders
- § 59.315. Oaths and subpoenas in proceedings before director
- § 59.325. Certified copies of documents; fee; effect of certification
- § 59.331. Scope of Attorney General powers; consent of director; powers of circuit court; damages, restitution, disgorgement and other penalties
- § 59.335. Application of certain sections
- § 59.345. When offer to sell or buy is made in this state
- § 59.350. Treatment of certain transactions
- § 59.355. Corporations subject to other laws
- § 59.365. Common-law and statutory rights not limited
- § 59.370. Limitation on liability for good faith act or omission; reports regarding salespersons or investment adviser representatives; limitation on liability related to reports; rules
- § 59.451. Prohibition against filing false statement by person under investigation or examination
- § 59.480. Definitions for ORS 59.480 to 59.505
- § 59.485. Required reporting by certain securities professionals of suspected financial exploitation
- § 59.490. Notifications to third parties
- § 59.495. Delay of disbursements; notifications
- § 59.500. Limitation on liability
- § 59.505. Provision of records to law enforcement and certain state agencies
- § 59.535. Definitions for ORS 59.535 to 59.585
- § 59.540. Registration in beneficiary form; sole or joint tenancy ownership
- § 59.545. Registration in beneficiary form; applicable law
- § 59.550. Origination of registration in beneficiary form
- § 59.555. Form of registration in beneficiary form
- § 59.560. Effect of registration in beneficiary form
- § 59.565. Ownership on death of owner
- § 59.570. Protection of registering entity
- § 59.575. Nontestamentary transfer on death
- § 59.580. Terms, conditions and forms for registration
- § 59.585. Short title; rules of construction
- § 59.710. Definitions for ORS 59.710 to 59.830
- § 59.720. Application of ORS 59.710 to 59.830 to real estate contracts and brokers
- § 59.730. Making contract involving securities without intending a bona fide sale or purchase
- § 59.740. Conducting bucket shop or repeatedly making forbidden contracts
- § 59.750. Receipt or communication of prices for purpose of forbidden contract
- § 59.760. Reporting false sale of securities with intent to deceive
- § 59.770. Manipulating market by pretended sales
- § 59.780. Broker s trading against customer s order; violation of ORS 59.780 to 59.800 by member of broker s firm
- § 59.790. Insolvent broker-dealer receiving securities from customer
- § 59.800. Pledge or sale by broker-dealer of customer s securities
- § 59.810. Delivery to customer of true statement of purchase or sale made by broker
- § 59.820. Actions against corporation for second violation
- § 59.830. Self-incrimination by witness; immunity from prosecution
- § 59.991. Criminal penalties for ORS 59.005 to 59.505, 59.710 to 59.830, 59.991 and 59.995; exceptions
- § 59.995. Civil penalties for ORS 59.005 to 59.505, 59.710 to 59.830 and 59.991; exceptions